CC00297: Compliance Officer – Insurance, 3-7Yrs

Job Information

An insurance company is seeking a Compliance Officer to be part of its dynamic Compliance team, focusing on market conduct and the supervision of sales activities. This is a great opportunity to gain exposure to the controls environment behind sales activities as well as knowledge to various financial products. In addition to reviewing fact find documentation and ensuring ethical sales practices, you will conduct compliance training for sales distribution and its agency force. Applicants will need prior practical compliance experience in a similar industry.

Job Requirements

Successful candidates will possess:

• A Diploma / Degree, CMFAS certifications (e.g. M5, M9, CHI, M9A) will be advantageous. Minimum 3 to 4 years of experience in Compliance, knowledge in FAA regulations is preferred.
• Experience in supervision activities and monitoring of sales representatives to ensure compliance with regulations and laws

How to apply for this job

To be considered for this role, please attach a copy of your CV and send your application to our Compliance Recruitment Consultant, Lyn at or call +65 6808 5665.

Job Number: CC00297
EA Registration No: R1114259

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