CC00295: Senior Compliance Officer – Full Spectrum, 4-8Yrs

Job Information

If you possess solid compliance experience and would like to further your compliance career in a full spectrum compliance role covering Regulatory Compliance as well as AML/KYC matters, apply to this outstanding role. A newly created opportunity, you will be responsible for the development and implementation of regional compliance controls and procedures as well as advisory on new products and businesses from a compliance perspective. Applicants with prior capital markets/securities experience will fit very well into this exceptional role which offers regional coverage as well as full spectrum compliance responsibilities.

Job Requirements

Successful candidates will possess:

• At least 4 years of compliance experience, preferably from a CMS licensee and with solid and proven knowledge and experience in SFA, FAA, AML and subsidiary regulations.
• A business-oriented approach to compliance
• Key traits including self-motivation, an organised and meticulous nature, have initiative and be analytical.
• Solid communication and interpersonal skills in order to effectively manage key stakeholders and build internal relationships.
• Strong ability to work autonomously and within multi-functional teams.
• The ability to work effectively under pressure in a fast-paced environment.

How to apply for this job

To be considered for this role, please attach a copy of your CV and send your application to our Compliance Recruitment Consultant, Lyn at or call +65 6808 5665.

Job Number: CC00295
EA Registration No: R1114259

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