If you possess solid compliance experience and would like to further your compliance career in a full spectrum compliance role covering Regulatory Compliance as well as AML/KYC matters, apply to this outstanding role. A newly created opportunity, you will be responsible for the development and implementation of regional compliance controls and procedures as well as advisory on new products and businesses from a compliance perspective. Applicants with prior capital markets/securities experience will fit very well into this exceptional role which offers regional coverage as well as full spectrum compliance responsibilities.
Successful candidates will possess:
• At least 4 years of compliance experience, preferably from a CMS licensee and with solid and proven knowledge and experience in SFA, FAA, AML and subsidiary regulations.
How to apply for this job
Job Number: CC00295